We defend companies and their representatives in all types of shareholder disputes.  

Our attorneys have deep experience representing corporate defendants in the most complex and challenging securities matters.  Our practice runs the gamut of securities law issues under the Securities Act of 1933, the Securities and Exchange Act of 1934, the Investment Companies Act, and state law.  Koning Zollar attorneys have represented clients in a variety of securities matters, including:

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BREACH OF FIDUCIARY DUTY

DISCLOSURE OBLIGATIONS 

EXCESSIVE COMPENSATION

ENFORCEMENT ACTIONS

GOVERNMENT INVESTIGATIONS

INSIDER TRADING

M&A LITIGATION

SECURITIES FRAUD CLASS ACTIONS

SHAREHOLDER DERIVATIVE ACTIONS

Representative Matters*

  • Obtained dismissal with prejudice of securities fraud class action against medical device manufacturer; affirmed by 9th Circuit Court of Appeal 
  • Secured dismissal with prejudice of M&A litigation brought against pharmaceutical company in Delaware Chancery Court
  • Obtained dismissal with prejudice of shareholder derivative action asserting self-dealing transactions by corporate directors 
  • Successfully represented corporate officers in SEC insider-trading investigation 
  • Achieved complete litigation victory for venture capital firms in dispute with disgruntled investors 

 

 

*Includes experience at prior firms